KY Transportation Cabinet  Division of Motor Carriers


IFTA Table of Contents

The IFTA Compliance manual is available for download in Word and Acrobat Reader.

Introduction

Definitions

IFTA Credentials

Annual Renewal Procedures

Reporting Requirements

Refunds - Credits

Assessments for Failure to File Reports

Lease Agreements

License Cancellation, Suspension, Revocation and Reinstatement

Record Keeping Requirements

Audits

Appeal Procedures

International Registration Plan (IRP)


Introduction

The International Fuel Tax Agreement (IFTA) is an agreement among states and Canadian provinces to simplify the reporting of fuel used by interstate/interjurisdictional motor carriers. Upon application, the carrier’s base jurisdiction will issue credentials which will allow the IFTA license to travel in all IFTA member jurisdictions.

As of July 1, 1996, the IFTA member jurisdictions will include all states and Canadian provinces, except Alaska, District of Columbia, Maine, New Hampshire, Vermont, and Ontario. Kentucky carriers traveling in non-IFTA jurisdictions must continue to follow the procedures and file the reports required by the statutes and regulations of those non-IFTA jurisdictions. Carriers from non-IFTA juris-dictions must likewise comply with Kentucky statutes and regulations.

Kentucky is your base jurisdiction for IFTA licensing and reporting if you:

  • have an established place of business in Kentucky from which motor carriers operations are conducted;
  • maintain operational control and operational records for qualified motor vehicles in Kentucky or can make records available to Kentucky;
  • have one or more qualified motor vehicle which actually travels on Kentucky highways; and,
  • operate in at least one other IFTA jurisdiction.

The IFTA license offers several benefits to the interstate/interjurisdictional motor carrier. These benefits include one license, one set of decals, one quarterly fuel tax report which reflects the net tax or refund due, and one audit in most circumstances. These advantages lead to cost and time savings for the carrier.

This manual will explain in further detail the application, licensing, reporting, record keeping requirements, and audit procedures for IFTA.

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Definitions

Applicant - person in whose name the application for licensing is filed with a base jurisdiction for motor fuel tax reporting under the provisions of IFTA.

Audit - a physical examination of records and source documents supporting the licensee’s quarterly tax reports.

Base Jurisdiction - the member jurisdiction where qualified motor vehicles are based for vehicle registration purposes and:

1) where operational control and records of the licensee’s qualified motor vehicles are maintained or can be made available; and,

2) where some travel is accrued by qualified motor vehicles within the fleet.

The commissioners of two or more affected jurisdictions may allow the consolidation of several fleets which would otherwise be based in two or more jurisdictions.

Cancellation - the annulment of a license by either the licensing jurisdiction or the licensee.

Carrier - a person who operates or causes to be operated a qualified motor vehicle on any highway in Kentucky.

Commissioner - the official designated by the jurisdiction to be responsible for the administration of IFTA.

Division - the Division of Motor Carriers.

Inter-Jurisdictional Distance - total number of miles or kilometers operated by a registrant’s/licensee’s qualified motor vehicles within a jurisdiction. Inter-jurisdictional miles or kilometers does not include those operated on fuel tax trip permits or those exempted from fuel taxation by a jurisdiction.

Jurisdiction - a state of the United States, the District of Columbia, or a province or territory of Canada.

Lessee - party acquiring the use of equip-ment, with or without a driver, from another.

Lessor - party granting the use of equipment with or without a driver, to another.

Licensee - person who holds an uncancelled IFTA license issued by the base jurisdiction.

Member Jurisdiction - a jurisdiction which is a member of the International Fuel Tax Agreement (IFTA).

Motor Fuels - all fuels used for the generation of power for propulsion of qualified motor vehicle.

Person - an individual, trust, partnership, association, corporation, government or other entity.

Qualified Motor Vehicle - any motor vehicle used, designed, or maintained for the transportation of persons or property and:

1) has two axles and a gross vehicle weight or registered gross vehicle weight exceeding 26,000 pounds or 11,797 kilograms; or

2) has three or more axles regardless of weight; or

3) is used in combination when the weight of such combination exceeds 26,000 pounds or 11,797 kilograms gross vehicle weight, or registered gross vehicle weight.

Qualified motor vehicle does not include recreational vehicles, farm plated vehicles, buses and government vehicles.

Recreational Vehicles - vehicles such as motor homes, pickup trucks with attached campers, and buses when used exclusively for personal pleasure by an individual. To qualify as a recreational vehicle, the vehicle shall not be used in connection with any business endeavor.

Registration - qualification of motor vehicles normally associated with prepayment of licensing fees for the privilege of using the highway and the issuance of a license plate and registration card or temporary registration containing owner and vehicle data.

Reporting Period - period consistent with the calendar quarterly periods of January 1 through March 31; April 1 through June 30; July 1 through September 30; and October 1 through December 31.

Revocation - removal of privileges granted to the licensee by the licensing jurisdiction.

Suspension - temporary removal of privileges granted to the licensee by the licensing jurisdiction.

Total Distance - all miles or kilometers traveled during the reporting period by every qualified motor vehicle in the licensee’s fleet, regardless or whether the miles or kilometers are considered taxable or nontaxable by a jurisdiction.

Weight - the maximum weight of the loaded vehicle or combination of vehicles during the registration period.

 

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IFTA Credentials

IFTA License Application Procedures
Any motor carrier based in Kentucky and operating one or more qualified motor vehicles in at least one other IFTA member jurisdiction must file an IFTA license application in Kentucky.

Carriers that qualify as IFTA licensees but do not wish to participate in the IFTA program, must obtain trip permits to travel through member jurisdictions, according to the regulations and fees of each member jurisdiction. However, the potential cost of trip permits could make this an undesirable option. You are also required to obtain Kentucky motor carrier decals and file quarterly Kentucky Intrastate Surtax returns.

A carrier can request an IFTA license application by going to our Forms and Applications page or contacting:

The Department of Transportation
Division of Motor Carriers
PO Box 2007
Frankfort, Kentucky 40602-2007
(502) 564-4127


The IFTA license application requests basic information about the carrier and/or operations.

After completing the license application, a carrier must submit the application to the Division of Motor Carriers. Once the application is processed, the Division will issue proper IFTA credentials. A carrier will not be issued IFTA credentials if the carrier was previously licensed in another IFTA member jurisdiction and the carrier’s license is under suspension or has been revoked by that member jurisdiction. The Division will not issue a license if the license application submitted contains misrepresentations or misstatements or omits required information.

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Annual license fee
Kentucky does NOT charge an annual renewal processing fee for an IFTA license or decals.

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Account Identification
IFTA account identification numbers are created by using the prefix designated for Kentucky (KY) followed by the licensee’s nine digit Federal Employer Identification Number (FEIN) issued by the Internal Revenue Service (IRS). If a FEIN is not available, a licensee will submit a Social Security Number (SSN) which will be used as the licensee’s account number. When a licensee receives a FEIN, the licensee should notify the Division in writing. Individuals who do not have a FEIN, their SSN will be used as the account number.

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Bonding
The Division may require an IFTA licensee to post a bond when a licensee has failed to file timely reports, when tax has not been remitted, or when an audit indicates problems severe enough that a bond is required to protect the interests of all member jurisdictions.

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IFTA license
The Division will issue an IFTA license card to the licensee. A photocopy of a license card must be maintained in the cab of each qualified motor vehicle. If a carrier is found operating a qualified motor vehicle without an IFTA license card, the licensee may be subject to citations and/or fines and the licensee may be required to purchase a trip permit. The IFTA license is valid for the calendar year January 1 thru December 31.

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IFTA decals and fee
When the decal order information on the IFTA license application is completed, the Division will issue IFTA decals. Two decals will be issued to each qualified motor vehicle operated by the IFTA licensee. The decals must be placed on the rear exterior portion of both sides of the power unit. Failure to display the IFTA decals properly may subject the licensee to citations and/or fines, and the licensee may be required to purchase a trip permit. Licensees may acquire additional decals throughout the license year from the Division.

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Displaying IFTA credentials (grace periods)
Every qualified motor vehicle must carry an IFTA license and display two decals as described above. Such credentials may be displayed one month before their effective date (i.e., 1997 decals may be displayed effective December 1, 1996) except for the first year of a new member jurisdiction participation (1996 decals may be displayed effective June 1, 1996).

In subsequent years, carriers shall be allowed a two month grace period to display the ensuing year’s credentials provided the immediate prior year’s credentials are displayed. New member jurisdiction carriers shall have this same grace period, provided non-IFTA credentials (when applicable) issued by the carrier’s IFTA member jurisdiction are displayed.

Kentucky IFTA carriers will have this two month grace period in 1996, provided they display a 1996 non-IFTA decal issued by each IFTA jurisdiction in which they travel during July and August 1996.

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Annual Renewal Procedures

Each year the Division will issue preprinted IFTA license renewal applications to all licensees. IFTA decals are issued after the decal order information on the renewal application is completed and processed.

Renewal of the IFTA license may be denied if the Division determines that the licensee has failed to file any report or has failed to remit any amounts due any member jurisdiction.

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Reporting Requirements

Quarterly returns
All licensees must file an IFTA quarterly tax report and schedule(s) with the Division. The quarterly tax report indicates the tax or refund due for each member jurisdiction. Only one check is written to the Kentucky State Treasurer for the net tax due all member jurisdictions, or the licensee will receive one refund check for the net refund. The due date for the quarterly tax report is the last day of the month immediately following the quarter for which the report is being filed as follows:

The quarterly tax report with schedule(s) must be postmarked by the due date. If the due date is Saturday, Sunday, or a legal holiday, the next business day is considered the filing date. The licensee will be subject to the IFTA penalty and interest provisions if the report is not filed/paid by the due date. Information required to compile the IFTA quarterly tax report is as follows:

1) total miles (taxable and nontaxable) traveled by licensee’s qualified motor vehicles in all jurisdictions (include IFTA and non-IFTA miles and trip permit miles);

2) total gallons of fuel used (placed into licensee’s qualified motor vehicles) in all jurisdictions, IFTA and non-IFTA;

3) total miles and taxable miles traveled in each member jurisdiction;

4) taxable gallons consumed in each member jurisdiction (calculated on report);

5) tax-paid gallons purchased and placed into qualified motor vehicles in each member jurisdiction.

The IFTA quarterly tax report and schedule(s) will be sent to all IFTA licensees at least 30 days before the due date. Failure to receive the quarterly tax report does not relieve the licensee from reporting obligations. Quarterly tax reports and schedules may be obtained by calling the Division. A quarterly tax report must be filed by every licensee even if the licensee does not operate in any IFTA member jurisdiction or use any taxable fuel in a particular quarter.

Tax rates provided with the IFTA quarterly tax report will be current for all member jurisdictions. As tax rates and procedures change, the base jurisdiction will inform all licensees.

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Penalty and interest provisions
When a licensee fails to file a tax report, files a late tax report, or fails to remit any tax due, the licensee is subject to penalty and interest. The penalty is $50.00 or 10 percent, whichever is greater, of the net tax due to all member jurisdictions for each late occurrence. Interest accrues at the rate of one percent per month or fractional part thereof. Unlike penalty, interest is computed on the tax due each member jurisdiction. Penalty may be waived if the licensee can show reasonable cause for failure to comply. Interest must be paid to each member jurisdiction where tax was due and may not be waived for any other jurisdiction by Kentucky.

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Measurement conversion table
Kentucky IFTA licensees are required to report based upon United States measurements. Conversion rates are:

1 gallon = 3.785 liters
1 liter = .2642 gallons
1 mile = 1.6093 kilometers
1 kilometer = .62137 miles

Gallons and miles entered on each quarterly report must be rounded to the nearest whole gallon or mile.

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Tax exempt vehicles
IFTA recognizes that some jurisdictions have unique economic and geographic characteristics which have given rise to various definitions of tax exempt vehicles. If further questions arise, contact the individual member jurisdictions. All jurisdictions require documentation to support a claim of tax exempt vehicles.

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Refunds - Credits

A refund may be claimed on the IFTA quarterly tax report for any overpayment of tax in a reporting quarter. A refund will be issued once the Division determines that all tax liabilities, including any outstanding audit assessments, have been satisfied to all member jurisdictions. A refund may be denied if the licensee is delinquent in filing any quarterly tax report(s). A refund determined to be properly due will be paid within 90 days for receipt of the request for payment from the licensee. If a refund is not requested, the credit will be carried forward to the next quarter. Unused credits will expire after eight quarters. Credits may be used to offset tax, penalty or interest due.

Refunds of tax exempt fuel use, such as reefer fuel, concrete mixers, etc., may3 not be claimed on the IFTA tax report. Claims must be filed directly with each jurisdiction under the terms of their statutes. All fuel placed into the supply tank of the qualified motor vehicle must be reported as taxable on the IFTA report and included in the MPG calculation.

For information regarding refunds for power take off consumed in Kentucky contact:

Division of Audit Review
200 Mero Street
Frankfort, Kentucky 40622
(502) 564-6760
http://transportation.ky.gov/audits

Information regarding refunds for non-power take off (reefers, mixers, etc., using their own separate fuel tank) should be directed to:

Revenue Cabinet
200 Fair Oaks
Frankfort, Kentucky 40602
(502) 564-4581
Individuals: http://revenue.ky.gov/motorvehicle_info.htm
Businesses: http://revenue.ky.gov/motor_info.htm

 

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Assessments for Failure to File Reports

When the licensee fails, neglects, or refuses to file an IFTA quarterly tax report, the Division may assess the licensee for tax delinquency, including penalty and interest. This assessment is based on the best information available, including the licensee’s filing history. In the absence of adequate records, a standard of four miles per gallon may be used to determine fuel consumption and miles or kilometers traveled in each jurisdiction. The burden of proof is on the licensee to show that the calculated assessment is incorrect.

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Lease Agreements

General Lease Provisions

A. Leases of Less than 30 Days.

For motor vehicle leases of less than 30 days, the lessor will be deemed to be the responsible party for IFTA tax reporting. This does not apply if the qualified motor vehicle is leased to the same person under two or more consecutive leases. If both the lessor and the lessee are IFTA licensees, the party whose IFTA credentials are in and on the vehicle is responsible for reporting and paying this tax.

B. Leases of 30 Days or More.

For motor vehicle leases of 30 days or more, the lessor and lessee will be given the option of designating which party is to obtain the IFTA license. Therefore, if an agreement is executed, the Division will require the party named in the agreement to report and pay the tax. No member jurisdiction shall require the filing of such leases, but such leases shall be made available upon request to any member jurisdiction.

Specific Lease Provisions:

Every qualified motor vehicle leased to a carrier is subject to IFTA requirements to the same extent and in the same manner as a qualified motor vehicle owned by that carrier.

In the case of lessors, lessees, independent contractors, and household goods agents the following will apply:

1) A lessor who regularly leases or rents motor vehicles without drivers to licensees or other lessees may be deemed to be the licensee. Such lessor may be issued a license if an application has been properly filed and approved by the base jurisdiction.

2) In the case of a carrier using independent contractors under long-term leases (30 days or more), the lessor and lessee may designate which party will report and pay fuel use tax. If the lessee (the carrier to whom the vehicle is leased) assumes responsibility for reporting and paying motor fuel taxes, the base jurisdiction for purposes of this agreement shall be the base jurisdiction in which the qualified motor vehicle is registered for vehicle registration purposes by the lessor.

3) In the case of a short-term motor vehicle rental by a lessor regularly engaged in the business of leasing or renting motor vehicles without drivers for compensation for 29 days or less, the lessor will report and pay the fuel use tax unless the following two conditions are met:

a. The lessor has a written rental contract which designates the lessee as the party responsible for reporting and paying the fuel use tax; and

b. The lessor has a copy of the lessee’s IFTA fuel tax license which is valid for the term of the rental.

4) In the case of a household goods carrier using independent contractors, agents, or service representatives under intermittent leases, the party liable for motor fuel tax shall be the party under whose operating authority the vehicle is being moved.

5) In the case of a carrier using independent contractors under short-term/trip leases of 29 days or less, the trip lessor will report and pay all fuel taxes.

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License Cancellation, Suspension, Revocation and Reinstatement

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License cancellation

An IFTA license may be cancelled at the request of any licensee provided all reporting requirements and tax liabilities to all member jurisdictions have been satisfied. Check the cancellation box and the final IFTA quarterly tax report to indicate the end of operations under IFTA. The license may also be cancelled by submitting a written request. Upon cancellation, the licensee must destroy the original IFTA license and all unused IFTA decals. A final audit may be conducted by any IFTA member jurisdiction upon cancellation. Records must be retained for four years from the due date of the final quarterly tax report.

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License suspension and revocation

An IFTA license may be suspended and/or revoked for failure to:

1. File an IFTA quarterly tax report;

2. Remit all taxes due; and

3. Pay and/or protest an audit assessment or other assessment within the established time period.

4. Maintain a bond if the base jurisdiction has required a bond be posted.

When the license is revoked or suspended, the Division of Motor Carriers will notify the Division of Vehicle Enforcement and the Kentucky State Police. All member jurisdictions will also be notified when a suspension or revocation has occurred or has been released. DO NOT OPERATE VEHICLES WHEN A LICENSE HAS BEEN REVOKED OR SUSPENDED.

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License reinstatement

The Division may reinstate an IFTA license if the licensee files all required reports and remits all outstanding liabilities due all member jurisdictions. The Division may require the licensee to post a bond in an amount sufficient to satisfy any potential liabilities of all member jurisdictions.

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Record Keeping Requirements

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Mileage records

It is the licensee’s responsibility to maintain records of ALL interjurisdictional and intrastate operations of qualified motor vehicles. The licensee’s records must support the information reported on the quarterly tax report. Mileage must be kept by fuel type. An acceptable source document is a trip report which must include:

  • date of trip (starting and ending);
  • trip origin and destination (including city & state);
  • routes of travel;
  • beginning and ending odometer readings;
  • total trip miles or kilometers;
  • mileage by jurisdiction;
  • vehicle unit number;
  • vehicle fleet number; and
  • licensee’s name
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Fuel reports

The licensee must maintain complete records of all fuel purchases. Separate totals must be compiled for each fuel type and reported separately on your quarterly tax report. Fuel types include diesel/kero, gasoline, gasohol, liquefied petroleum gas (LPG), and compressed natural gas (CNG/LNG). The fuel records must contain:

  • the date of purchase;
  • the name and address of seller;
  • the number of gallons purchased;
  • the type of fuel purchased;
  • the price per gallon or liter, or total amount of sale;
  • the unit number of the vehicle into which the fuel was placed; and
  • the purchaser’s name (in the case of a lessee/lessor agreement, receipts will be accepted in either name, provided a legal connection can be made to the reporting party).

Acceptable fuel receipts include an invoice, a credit card receipt, automated vendor generated invoice or transaction listing, or verifiable microfilm/microfiche. Receipts which contain alterations or erasures will not be accepted.

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Bulk fuel storage

A licensee who maintains a bulk motor fuel storage facility may obtain credit for tax paid on fuel withdrawn from that storage facility if the following records are maintained:

  • date of withdrawal;
  • number of gallons or liters withdrawn;
  • fuel type;
  • unit number of the vehicle into which the fuel was placed; and
  • purchase and inventory records to substantiate that tax was paid on all taxable fuel disbursements.
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Record retention policy

Adequate record keeping is vital for documenting your compliance and your claim for a refund or credit for tax-paid fuel. Every licensee must maintain records to substantiate information reported on the quarterly tax report. These records must be maintained for a period of four years form the due date of the report or the date that the report was filed, whichever is later. Records must be made available upon request by any member jurisdiction. Failure to provide records demanded for the purpose of audit extends the statute of limitations until the records are provided.

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Penalty for failure to maintain records

Licensees shall retain the previously described records for a period of four years from the date of filing the quarterly tax report. Non-compliance with any record keeping requirement may be cause for revoking the license, and the Division may construct a fuel tax report based on the best information available to the Division.

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Location of records

A licensee’s records should be maintained at a location in Kentucky. If these records are not maintained in Kentucky or are not made available in Kentucky, the auditor’s travel expenses will be billed to the licensee when the audit is complete.

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Audits

An IFTA audit verifies fuel and mileage data reported on the IFTA quarterly tax reports. The Division of Audit Review will audit IFTA licensees on behalf of all member jurisdictions.

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Audit selection

The Division of Audit Review will audit at least 15 percent of its IFTA licensees at least once every five years. Any Kentucky IFTA licensee may be selected for audit, but at least 15 percent must be low mileage accounts and at least 25 percent must be high mileage accounts.

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Notification of audit date

Before conducting an IFTA audit, an auditor will contact the licensee by telephone and/or letter to arrange a date. The auditor will state the time period to be audited and the records to be reviewed. The auditor will send a letter confirming the audit date, time periods to be audited, and record requirements. When operational records are not located or are not made available in Kentucky, the auditor’s travel expenses will be billed to the licensee when the audit is completed.

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Audit conferences

At the beginning of the audit, the auditor will confer with the licensee to determine background information, reporting methods, and records to be reviewed. As the audit progresses, the auditor and the licensee will discuss the sample periods, sampling techniques, and any problem areas. A final conference will be held with the licensee to explain audit findings and future reporting practices.

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Audit results

The licensee will receive a written audit schedule of difference with recommendations and instructions from the auditor when the audit is complete. An audit assessment notice will be sent to the licensee after the written copy of the audit is processed. The licensee has 45 days from receipt of the assessment to remit payment or file an appeal. A refund will be issued after any outstanding tax liabilities have been satisfied. The Division of Audit Review will submit audit reports to all member jurisdictions. The licensee may be subject to reexamination of the audit findings by any member jurisdiction. A member jurisdiction may reaudit a licensee, at its own expense, after notifying the base jurisdiction and the licensee of reasonable cause for the reaudit.

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Appeal Procedures

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Forty-five day appeal period

A licensee may appeal any assessment within 45 days of receipt of the assessment. Also, a licensee may appeal an audit finding issued by any member jurisdiction by submitting a petition (written appeal) for a hearing within 45 days of receipt of the original audit assessment.

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Hearing procedures

The Division of Audit Review will send written notice of the date, time and place of the hearing at least 20 days before the hearing. The hearing shall be held in a timely manner, but may be rescheduled for reasonable cause shown by either party. The Division of Audit Review will participate in the appeal process on behalf of all member jurisdictions. The licensee may appear in person and/or be represented at the hearing. A person may not represent the licensee unless the licensee is present at all times or the person representing the licensee has a properly executed power of attorney to represent the licensee.

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Notification of hearing results

The Division of Audit Review will notify the licensee in writing of the findings and rulings on the appeal. Licensees who object to the Division of Audit Review’s findings may request a supplemental audit from any member jurisdiction. The requested member jurisdiction may accept or deny the request.

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Tax court procedures

If all administrative remedies have been exhausted and the licensee is not satisfied with the Division of Audit Review’s final determination from the hearing, an appeal may be filed with the Kentucky Board of Tax Appeal within 30 days of the determination. The Kentucky Board of Tax Appeal will hear the case to review the action taken by the Division of Audit Review. If the Kentucky Tax Court upholds the determination of the Hearing Officer, you have the right to appeal to the appropriate circuit court.

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International Registration Plan (IRP)

The International Registration Plan, based on mileage, is an apportioned tag registration program for commercial motor vehicles operating in interstate commerce. The IRP should not be confused with the IFTA program. The IRP in Kentucky is administered by the Division of Motor Carriers. For IRP assistance contact the Division of Motor Carriers at the address and phone number listed below:

Kentucky Transportation Cabinet
Division of Motor Carriers
IRP Section
P.O. Box 2014
Frankfort, Kentucky 40602-2014
Phone (502) 564-4120
E-mail:

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Division of Motor Carriers Home Page

Page date: 10/21/2005